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Investment

Investment & Wealth Building

Focus

Growth

Coverage

Comprehensive

Best For

Long-term

Complete investment guide covering risk profiling, unit trusts, equities, bonds, REITs, derivatives, and investment strategies. Build wealth through informed investment decisions.

📈 Start Here

What Is Investing?

An investment is a commitment of funds to a specific asset to generate a favourable future return. Investments can be made in financial assets (stocks, bonds, unit trusts) or real assets (property, gold, commodities).

The fund management process lies in managing risks while seeking to maximize returns. An investor must always consider both risk and return when making investment decisions - one cannot be separated from the other.

Income

Receive regular cash flows through dividends from stocks or coupon payments from bonds.

Capital Preservation

Protect your capital against inflation during volatile investment periods.

Capital Appreciation

Grow your wealth through price increases on investments over time.

Why You Must Invest

In Singapore, the average inflation rate is about 3%, while the average bank savings rate is below 0.5%. This results in a loss of over 2% in purchasing power every year.

Compounding works both ways: when your investments generate returns above inflation, your wealth compounds and grows. If returns fail to keep pace, the value of your money erodes year after year.

💡

Not Sure Where to Start?

Unit Trusts offer a convenient way to begin investing with professional management and built-in diversification.

Learn About Unit Trusts

Why Should We Invest?

1

Achieve Financial Independence

True financial independence means being fully self-sufficient and no longer relying on work as your primary source of income.

2

Put Your Money to Work

Money today holds more value than the same amount in the future. By harnessing compound interest, your capital can multiply significantly over time.

3

Beat the Inflation Rate

With inflation at ~3% and savings rates below 0.5%, you lose purchasing power annually unless your investments outpace inflation.

4

Compounding Works Both Ways

When your investments generate returns above inflation, your wealth compounds. If returns fail to keep pace, the value of your money erodes.

5

Secure Your Retirement

Many people are concerned that their personal savings and CPF balances may not be enough to support the lifestyle they envision in their golden years.

6

Create Passive Income

With a well-structured investment plan, your money continues to work for you, building long-term financial security and peace of mind.

📚

Foundation

Investment Basics in Singapore

Before diving into specific investment products, it is essential to understand the foundational concepts that govern all investment decisions. This section covers the building blocks of financial markets and how they work.

Financial Assets vs Real Assets

Financial Assets

Represent financial claims documented in legally enforceable form:

  • Equities: Ordinary shares, warrants, options
  • Funds: Unit trusts, ETFs, pension funds
  • Debt: Bonds, T-bills, commercial paper
  • Derivatives: Futures, options, swaps

Real Assets

Claims on physical assets you can touch:

  • Real Estate: Commercial, residential, industrial
  • Commodities: Oil, grains, metals
  • Precious Metals: Gold, silver, platinum
  • Collectibles: Art, antiques, stamps

Primary vs Secondary Markets

1st

Primary Market

Where new issues of securities are sold to the public through IPOs. The proceeds go directly to the issuing company to raise capital for business operations or expansion.

2nd

Secondary Market

Where securities are traded after issuance. The proceeds go to the selling investor, not the company. Secondary markets provide essential liquidity to the capital markets.

🏦 Opening Investment Accounts in Singapore

Before you can begin investing in Singapore, you will need to open a Central Depository (CDP) account. This account holds all the stocks you purchase on the Singapore Exchange (SGX) under your name. You must be at least 18 years old and not be an undischarged bankrupt.

📦 SGX CDP Account

Holds your securities in your own name, ensuring safe custody of shares purchased on SGX.

💼 Brokerage Account

Facilitates buying and selling of investments, linking directly to your CDP account for transactions.

What Makes a Good Financial Market?

📊 Information Availability

Timely and accurate information on prices, volumes, and all outstanding bids and offers.

💧 Liquidity

Ability to buy/sell securities quickly without significant price concession. Requires market depth.

💰 Low Transaction Costs

All aspects of transactions entail low costs including brokerage and transfer fees.

📏 Tight Bid-Offer Spread

Narrow spreads indicate efficient markets with active market-making activities.

⚡ Information Efficiency

Prices adjust quickly to new information, reflecting all available data about the security.

🔍 Price Discovery

Transparent and responsive pricing that accurately reflects market forces and conditions.

🎯

Feeling Overwhelmed by the Complexity?

Unit Trusts simplify investing by letting professional fund managers handle the complexities for you. No need to track individual securities or time the market.

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⚖️

Core Concept

Risk and Return

The phrase "no pain, no gain" describes the relationship between risks and returns. All investments have some degree and forms of risks. It is prevalent for investors to understand this relationship before investing to prevent misalignment of objectives and market conditions.

The Risk-Return Trade-off

Low Risk

Cash

Low-Medium

Bonds

Medium

Unit Trusts

Medium-High

Equities

High Risk

Derivatives

Higher risk = Higher expected return, and vice versa

Types of Investment Risk

S Systematic Risk (Market Risk)

Affects the full spectrum of the economy. Cannot be diversified away.

  • • Economic growth changes
  • • Interest rate fluctuations
  • • Political uncertainty or war
  • • Inflation risk
  • • Market-wide volatility

U Unsystematic Risk (Specific Risk)

Specific to individual companies or industries. Can be minimized through diversification.

  • • Business risk (company operations)
  • • Financial risk (leverage/debt)
  • • Liquidity risk (ease of selling)
  • • Management risk
  • • Sector-specific factors

Sources of Total Risk

📈 Interest Rate Risk

Variability in returns from changes in interest rates. Bond prices move inversely to interest rates.

💹 Market Risk

Variability from fluctuations in the overall market, including recessions, political instability, and wars.

💰 Inflation Risk

Decline in purchasing power of invested dollars. Even "safe" investments can lose real value.

🏢 Business Risk

Risk of doing business in a particular industry. Companies face challenges in rapidly evolving sectors.

💳 Financial Risk

Risk from debt financing (leverage). Higher debt = greater variability in returns.

🔄 Liquidity Risk

Difficulty selling a security quickly without significant price concession.

💱 Exchange Rate Risk

Uncertainty in returns due to currency fluctuations when investing internationally.

🌍 Country/Political Risk

Political events affecting investment legality and liquidity. Civil strife or war severely impacts investments.

🏦 Counterparty Risk

Risk that the other party in a transaction defaults on their obligations.

Understanding Investment Returns

Total Return Components

Current Income

Dividends from stocks, interest from bonds received during holding period.

Capital Gain/Loss

Difference between purchase price and selling price of the investment.

Return Formulas

Total Return

(Income + Capital Gain) / Purchase Price

Inflation-Adjusted Return

[(1 + Nominal) / (1 + Inflation)] - 1

📊 The VIX: Investor Fear Gauge

The Chicago Board of Exchange (CBOE) Volatility Index (VIX) shows the market's expectation of 30-day volatility. It's also called the "investor fear gauge."

< 20

Low Volatility

Market Calm

20-30

Moderate

Normal Conditions

> 30

High Volatility

Fear/Uncertainty

During the 2008 Lehman crisis, VIX shot above 80. During normal periods, it stays below 20.

🛡️

Worried About Managing Investment Risk?

Unit Trusts spread risk across dozens or hundreds of securities automatically. Professional fund managers actively monitor and rebalance portfolios based on market conditions.

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🎯

Investment Products

Asset Classes & Diversification

Diversification is a risk management technique that mixes a wide variety of investments within a portfolio. A diversified portfolio will, on average, yield higher returns and pose lower risk than any single investment. The proverb "Don't put all your eggs in one basket" captures this wisdom perfectly.

Types of Diversification

🏭

Sectorial Diversification

Invest across various sectors of the economy (technology, healthcare, finance, etc.) instead of concentrating in one sector.

🌍

Geographical Diversification

Invest across different countries and regions. Economic downturns in one country may not affect others equally.

📊

Asset Class Diversification

Invest across stocks, bonds, real estate, commodities, and other asset classes that don't move in the same direction.

🎯 Asset Allocation: The Foundation of Portfolio Building

Studies have shown that maintaining a well-diversified portfolio of 25 to 30 stocks yields the most cost-effective level of risk reduction. Investing in more securities still yields diversification benefits, albeit at a drastically reduced rate.

Most retail investors have limited resources and find it difficult to create an adequately diversified portfolio on their own. This is why unit trusts have become popular - they provide instant diversification through professional management.

The Main Asset Classes

💵

Cash & Money Market

Highly liquid, low-risk instruments including T-bills, commercial paper, and certificates of deposit. Maturities typically under 1 year.

📜

Fixed Income (Bonds)

Debt securities with periodic interest payments. Include government bonds, corporate bonds, and Singapore Savings Bonds.

📈

Equities (Stocks)

Ownership stakes in companies. Offer potential for capital appreciation and dividends. Higher risk, higher potential returns.

🏢

Real Estate

Physical property or REITs providing rental income and potential appreciation. Singapore is a global REIT hub.

🥇

Commodities

Physical goods like gold, oil, and agricultural products. Often used as inflation hedge and portfolio diversifier.

Derivatives

Contracts whose value derives from underlying assets. Include futures, options, warrants, and structured products.

💡 Dollar Cost Averaging (DCA)

A strategy where you invest a fixed amount at regular intervals, regardless of market conditions. This approach:

  • • Reduces the impact of market timing
  • • Averages out the cost of purchases over time
  • • Removes emotional decision-making from investing
  • • Makes investing accessible with smaller regular amounts
📊

Want Instant Diversification Across Asset Classes?

A single Unit Trust can give you exposure to stocks, bonds, and multiple sectors across different countries - achieving diversification that would otherwise require significant capital and effort.

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📊

Stock Investing

Equity Securities

Equity represents part ownership of a company. When you invest in stocks, you become a shareholder with voting rights (for ordinary shares) and potential to receive dividends. Over the long term, equities have historically provided higher returns than other asset classes, but with correspondingly higher risk.

Common Stock (Ordinary Shares)

  • Voting rights to elect board members
  • Residual claim on company profits
  • Dividends not fixed or guaranteed
  • Pre-emptive rights to buy new shares
  • Limited liability - max loss is investment
  • ✓ Potential for highest capital gains

Preferred Stock (Preference Shares)

  • Fixed dividends paid before common
  • Priority in liquidation over common
  • ✓ Usually no voting rights
  • ✓ May be callable by company
  • Cumulative - arrears must be paid
  • ✓ May be convertible to common

Types of Common Stock

💎

Blue-Chip Stocks

High-quality companies with long track record of earnings, dividend payouts, and growth. Examples: DBS, Singtel, Keppel.

🔄

Cyclical Stocks

Sensitive to economic cycles. Outperform in expansions, underperform in downturns. Examples: Auto, construction, hospitality.

🛡️

Defensive Stocks

Stable regardless of economic conditions. May lag in upswings. Examples: Food, utilities, healthcare, pharmaceuticals.

🚀

Growth Stocks

High potential for capital appreciation, growing faster than market. High P/E ratios, often pay little/no dividends.

💰

Income Stocks

Mature companies with stable earnings distributing significant earnings as dividends. Higher dividend yield than average.

📉

Value Stocks

Currently out of favour, trading at low P/E or P/B ratios. Believed to have underlying value that market hasn't recognized.

Key Valuation Ratios

Price-Earnings Ratio (P/E)

P/E = Share Price / Earnings Per Share

Shows how much investors pay for each dollar of earnings. High P/E suggests expectations of higher future growth.

Dividend Yield

Yield = Annual Dividend / Share Price × 100%

Cash flow return on investment. In absence of capital gains, this is your return on investment.

Price-to-Book Ratio (P/B)

P/B = Share Price / Book Value Per Share

Compares market value to book value. Useful for asset-heavy companies like banks and real estate.

Dividend Payout Ratio

Payout = Dividend Per Share / EPS × 100%

Proportion of earnings paid as dividends. Mature companies have higher payout ratios.

🇸🇬 Singapore Context

Singapore offers no dividend withholding tax for residents, making it attractive for income investors. The Straits Times Index (STI) tracks the top 30 companies by market capitalization. Singapore has significant concentration in banks (DBS, OCBC, UOB) and REITs. Note: US dividends are subject to 30% withholding tax for Singapore investors.

Want Equity Exposure Without Picking Individual Stocks?

Equity Unit Trusts let professional fund managers analyze companies and market trends for you. Get diversified exposure to blue-chips, growth stocks, or value plays - all managed by experts.

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📜

Fixed Income

Bond Securities

Bonds are debt securities where the investor lends money (the principal) to the issuer, who agrees to make periodic interest payments (coupons) and return the principal at maturity. Bonds provide a predictable income stream and are generally less volatile than equities.

Key Bond Characteristics

Face Value / Par

Amount paid at maturity (usually $1,000 or $100)

Coupon Rate

Annual interest rate paid on face value

Maturity Date

When principal is repaid to bondholder

Yield to Maturity

Total return if held until maturity

⚖️ The Inverse Relationship: Interest Rates & Bond Prices

When Interest Rates Rise ↑

Bond prices fall. Existing bonds with lower coupons become less attractive compared to new bonds with higher rates.

When Interest Rates Fall ↓

Bond prices rise. Existing bonds with higher coupons become more valuable compared to new lower-yielding bonds.

Duration measures sensitivity to interest rate changes. Longer duration = more sensitive to rate changes. Match bond duration to your investment time horizon.

Types of Bonds

🏛️ Government Bonds

Issued by governments to fund operations. Generally considered safest. SGS bonds are backed by Singapore government.

🏢 Corporate Bonds

Issued by companies. Higher yields than government bonds to compensate for credit risk. Rated by agencies like Moody's and S&P.

💰 Singapore Savings Bonds

Unique product for individuals. Step-up interest rates over 10 years. Fully flexible - redeem anytime with no penalty.

🔄 Convertible Bonds

Can be converted to company shares at specified price. Offers bond security with equity upside potential.

🌍 Eurobonds

International bonds denominated in a currency not native to issuer's country. E.g., Eurodollar bonds, Euroyen bonds.

⚠️ High-Yield (Junk) Bonds

Bonds rated below investment grade (BB+ or lower). Higher yields compensate for higher default risk.

Risks in Bond Investing

Interest Rate Risk

Bond prices fall when interest rates rise. Longer-term bonds are more sensitive.

Credit/Default Risk

Risk that issuer fails to make interest or principal payments. Check credit ratings.

Reinvestment Risk

Risk that coupon payments are reinvested at lower rates when rates decline.

🇸🇬 Singapore Bond Market

Singapore has one of the most developed bond markets in Asia. MAS issues Singapore Government Securities (SGS) with maturities up to 30 years. Statutory boards like JTC and HDB also issue bonds. The Singapore Savings Bonds are unique for retail investors with guaranteed capital and flexible redemption.

💰

Want Bond Exposure Without the High Minimums?

Individual bonds often require $250,000+ minimums. Bond Unit Trusts let you access diversified bond portfolios from just $1,000, with professionals managing interest rate and credit risks for you.

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💼

Collective Investment Schemes

Unit Trusts & Managed Funds

Unit trusts (or mutual funds) pool money from many investors to invest in a diversified portfolio managed by professional fund managers. They provide instant diversification and access to markets that would be difficult or expensive to access individually.

How Unit Trusts Work

1

Pooling

Investors contribute money which is pooled together into a fund

2

Management

Professional fund managers invest the pooled capital according to fund objectives

3

Returns

Investors receive returns proportional to their unit holdings

Benefits of Unit Trusts

🎯 Diversification

Instant exposure to a portfolio of securities, reducing single-stock risk

👨‍💼 Professional Management

Expert fund managers make investment decisions on your behalf

💰 Accessibility

Start with small amounts; access markets otherwise out of reach

💧 Liquidity

Buy or sell units at current NAV (Net Asset Value) on any business day

📊 Transparency

Regular reports on holdings, performance, and fees

⚖️ Regulatory Protection

Regulated by MAS with investor protection requirements

Key Considerations When Investing

💰 Expense Ratio

Annual fees range from 0.03% (passive ETFs) to 2%+ (active funds). A 1% difference compounds massively over decades.

📊 Active vs Passive

Most active funds underperform benchmarks after fees. Consider low-cost index funds as core holdings.

📈 Track Record

Look for funds with sufficient AUM (Assets Under Management) and at least 5-year track record.

Types of Unit Trusts

Equity Funds

Invest primarily in stocks. May focus on regions (Asia, US, Global), sectors (Technology, Healthcare), or styles (Growth, Value).

Bond Funds

Invest in fixed income securities. May focus on government bonds, corporate bonds, or high-yield bonds.

Balanced/Multi-Asset Funds

Mix of equities and bonds in a single fund. Provides built-in asset allocation and rebalancing.

Money Market Funds

Invest in short-term debt securities. Low risk, low return. Good for parking cash temporarily.

🇸🇬 Singapore Context: CPF Investment Scheme

Singapore offers tax advantages for unit trusts: no capital gains tax and dividends from Singapore-focused funds are often tax-free. The CPF Investment Scheme (CPFIS) allows investment of CPF-OA and SA in approved unit trusts, classified by risk levels (Lower Risk, Medium-High Risk, Higher Risk).

Our Recommendation

Why Unit Trusts Are Ideal for Most Investors

Whether you're just starting out or have a busy lifestyle, Unit Trusts offer the perfect balance of professional management, diversification, and accessibility.

👨‍💼

Professional Management

Expert fund managers make investment decisions, saving you time and research.

🎯

Instant Diversification

One investment spreads across 50-100+ securities, reducing single-stock risk.

💵

Low Entry Barrier

Start with as little as $1,000 or set up monthly investments from $100.

🔄

Free Fund Switching

Rebalance your portfolio without incurring additional transaction fees.

💧

Flexibility to Withdraw

No lock-in periods on most funds. Access your money when you need it.

🔑

Accredited Investor Access

Through our advisory, access premium funds normally reserved for high-net-worth investors.

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🏢

Real Estate & Exchange-Traded

REITs & ETFs

Real Estate Investment Trusts (REITs)

REITs allow you to invest in real estate without the hassle of property ownership. They own and operate income-generating properties and are required to distribute at least 90% of taxable income as dividends, making them attractive for income investors.

🏢

Office

Commercial office buildings

🛒

Retail

Shopping malls & centers

🏭

Industrial

Warehouses & logistics

🏥

Healthcare

Hospitals & nursing homes

Key REIT Metrics to Analyze

Distribution Yield

S-REITs typically yield 4-8%. Higher yields may signal higher risk.

Gearing Ratio

MAS limits REIT leverage to 50%. Higher gearing = more interest rate risk.

Occupancy Rate

Percentage of space that is rented. Higher is better.

WALE

Weighted Average Lease Expiry. Longer WALE = more income stability.

Exchange-Traded Funds (ETFs)

ETFs are funds traded on stock exchanges like individual stocks. They typically track an index and offer instant diversification with lower costs than actively managed funds. ETFs combine the diversification of unit trusts with the trading flexibility of stocks.

ETFs vs Unit Trusts

Feature ETFs Unit Trusts
Trading Throughout the day on exchange Once daily at NAV
Pricing Market price (may differ from NAV) At Net Asset Value
Fees Generally lower (0.03% - 0.5%) Higher (0.5% - 2%+)
Minimum 1 share (varies) Often $1,000+
Management Mostly passive (index tracking) Active or passive

🇸🇬 Singapore: A Global REIT Hub

Singapore is a global REIT hub with over 40 listed REITs and property trusts. S-REITs offer tax advantages: distributions from Singapore properties are often tax-exempt for individual investors. Popular S-REITs include CapitaLand Integrated Commercial Trust, Mapletree Industrial Trust, and Ascendas REIT. The STI ETF tracks the Straits Times Index, providing broad exposure to Singapore blue chips.

🏢

Want Property Exposure Without Buying Property?

Our Unit Trust Advisory can help you access REIT funds and property funds that invest across multiple properties in Singapore, Asia, or globally - giving you rental income exposure without the hassle of being a landlord.

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💰

Income Investing

Passive Dividend Income

Dividend investing focuses on generating regular passive income from your investments. Through dividend-focused unit trusts, you can receive regular distributions without picking individual stocks, with professional fund managers handling the selection and management of income-generating assets.

🇸🇬 Singapore Tax Advantages for Dividend Investors

Tax-Exempt Dividends

Dividends paid by Singapore resident companies under the one-tier corporate tax system are not taxable for individual shareholders. This makes Singapore an attractive location for income investors.

REIT Distributions

Income distributions from REITs are generally tax-exempt for individual investors in Singapore, except when derived through a partnership or business.

Unit Trust Dividends

Distributions from Singapore unit trusts are typically not taxable, as they fall under the one-tier system. Check your dividend voucher for confirmation.

Foreign Dividend Consideration

Foreign dividends received by Singapore residents are generally not taxable. However, US stocks carry a 30% withholding tax at source.

Source: IRAS - Dividends Tax Treatment

Why Choose Dividend Unit Trusts?

1

Professional Management

Fund managers research and select quality dividend-paying companies, analyze payout sustainability, and manage the portfolio for optimal income.

2

Instant Diversification

A single dividend fund invests across dozens or hundreds of companies, reducing the risk of any single company cutting its dividend.

3

Regular Income

Many dividend funds distribute income monthly, quarterly, or semi-annually, providing steady cash flow for living expenses or reinvestment.

Types of Income-Focused Unit Trusts

Equity Income Funds

Invest in dividend-paying stocks from mature, profitable companies. Typically target companies with consistent dividend growth history.

Typical Yield: 3-6% annually

Bond/Fixed Income Funds

Invest in government and corporate bonds that pay regular interest (coupon payments). Generally lower risk than equity funds.

Typical Yield: 2-5% annually

REIT Funds

Invest across multiple REITs, providing diversified property exposure with high distribution yields. Required to distribute 90% of income.

Typical Yield: 4-8% annually

Multi-Asset Income Funds

Blend of dividend stocks, bonds, and REITs in a single fund. Provides diversification across asset classes with balanced income.

Typical Yield: 3-5% annually

⚠️ Key Considerations When Choosing Dividend Funds

Beware of Yield Traps

Very high yields (10%+) may indicate distress. The market often prices in expected dividend cuts, resulting in artificially high yields.

Total Return Matters

Don't focus solely on yield. A fund that grows 8% with 2% dividend beats one flat with 5% dividend. Consider total return perspective.

Distribution Sustainability

Check if distributions are from actual income or capital returns. Sustainable funds distribute from earnings, not by returning your own capital.

Fund Fees Impact Income

Annual management fees reduce your effective yield. A 1.5% fee on a 4% yield means you keep only 2.5%. Compare total expense ratios.

📚 What Are Unit Trusts?

A unit trust is a collective investment scheme that pools funds from multiple investors to invest in a diversified portfolio of assets. Each investor owns units representing their share of the trust's assets and profits.

Low Entry Barrier

Start investing from as low as $100-$1,000. Regular savings plans allow monthly contributions.

CPF/SRS Eligible

Many unit trusts are CPFIS-approved, allowing you to invest your CPF-OA/SA or SRS funds.

Open-Ended

Buy or redeem units at any time at the prevailing Net Asset Value (NAV).

Learn more: Complete Guide to Unit Trusts in Singapore

💰

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Advanced Products

Derivatives

A derivative is a financial security whose value is linked to the value of one or more underlying assets. The payoff depends on the performance of underlying assets like stocks, indices, currencies, or commodities. Derivatives can be used for hedging, speculation, or gaining leveraged exposure.

⚠️ Important: Derivatives Are Complex

Derivatives are sophisticated financial instruments that carry significant risks including leverage, which can amplify both gains AND losses. They may not be suitable for all investors. Ensure you fully understand the product before investing.

Uses of Derivatives

🛡️ Hedging

Insuring against risk by taking positions that offset potential losses in other investments.

📈 Speculation

Taking a view on future market direction with leveraged exposure to potential gains.

⚖️ Arbitrage

Exploiting price differentials between markets to make risk-free profits.

Common Types of Derivatives

📊 Futures Contracts

Standardized contracts to buy or sell an asset at a predetermined price on a future date. Traded on exchanges like SGX.

  • Leverage: Requires only margin deposit
  • Mark-to-market: Daily settlement
  • Types: Index, currency, commodity, interest rate

🎯 Options

Right (but not obligation) to buy (call) or sell (put) an asset at a specific price within a time period.

  • Call Option: Right to buy
  • Put Option: Right to sell
  • Premium: Cost paid for the option

📈 Warrants

Right to buy shares from the issuing company at a specified price over a given time period (usually years).

  • Structured Warrants: Issued by financial institutions
  • Call Warrants: Bet on price rising
  • Put Warrants: Bet on price falling

🔄 Swaps

Agreements to exchange cash flows or other financial instruments between parties.

  • Interest Rate Swaps: Fixed vs floating rates
  • Currency Swaps: Exchange different currencies
  • Typically OTC: Customized terms

Exchange-Traded vs Over-the-Counter (OTC) Derivatives

Exchange-Traded
  • ✓ Standardized contracts
  • ✓ Clearing house guarantees trades
  • ✓ No counterparty risk
  • ✓ Transparent pricing
  • ✓ Examples: Futures, listed options
Over-the-Counter (OTC)
  • ✓ Customized to specific needs
  • ✓ Negotiated directly between parties
  • ✗ Counterparty risk exists
  • ✗ Less transparency
  • ✓ Examples: Forwards, swaps

🇸🇬 Singapore Derivatives Market

Singapore is a major derivatives hub in Asia. SGX Derivatives Trading (SGX-DT) offers equity index futures and options (Nikkei, MSCI), currency futures, and commodities. SGX AsiaClear is Asia's first clearing platform for OTC derivatives. Singapore is the second-largest OTC derivatives trading centre in Asia.

⚠️

Derivatives Too Complex & Risky for You?

Most investors don't need derivatives. Unit Trusts offer a simpler path to grow your wealth with professional risk management - no margin calls, no leverage worries, no complex payoff structures.

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Complex Products

Structured Products

Structured products are complex derivative financial products that allow risk/return customization through a combination of two or more underlying instruments. They typically combine a fixed-income component with derivatives to create specific payoff profiles.

⚠️ Important Consideration

Structured products are Specified Investment Products (SIPs) in Singapore. Investors must demonstrate competency through a Customer Account Review (CAR) or pass the relevant assessment before investing. These products may have complex payoff structures, limited liquidity, and significant risks.

Types of Structured Products

📜 Structured Notes

Debt instruments with returns linked to underlying assets. Examples include:

  • • Equity-Linked Notes (ELNs)
  • • Range Accrual Notes
  • • Credit-Linked Notes
  • • Principal-Protected Notes

💼 Structured Funds

Unit trusts using derivatives for specific outcomes:

  • • Capital-protected funds
  • • Auto-redeemable funds
  • • Target date funds
  • • Leveraged/inverse funds

📊 Structured ETFs

Exchange-traded funds with derivative strategies:

  • • Leveraged ETFs (2x, 3x exposure)
  • • Inverse ETFs (short exposure)
  • • Synthetic ETFs

🛡️ Investment-Linked Policies (ILPs)

Insurance products with investment components:

  • • Combines insurance protection + investment
  • • Access to sub-funds or direct funds
  • • May include bonus structures

Key Risks of Structured Products

Credit Risk

Risk that the issuer defaults on payment obligations.

Market Risk

Value can fluctuate based on underlying asset performance.

Liquidity Risk

May be difficult to sell before maturity without loss.

Complexity Risk

Difficult to understand payoff structures and risks.

Early Redemption Risk

Issuer may redeem early at unfavorable terms.

Leverage Risk

Leverage can amplify both gains and losses significantly.

🤔

Prefer Straightforward Investing Without the Complexity?

Structured products can be confusing with complex payoff structures and multiple risks. Unit Trusts are transparent - you know exactly what you're invested in, with clear NAV pricing and regular reporting.

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📋

Putting It Together

Portfolio Management

Portfolio management is the art and science of making decisions about investment mix and policy, matching investments to objectives, asset allocation, and balancing risk against performance. The goal is to maximize returns while managing risk according to your individual circumstances.

The Portfolio Management Process

1

Planning

Define objectives, constraints, and risk tolerance

2

Execution

Asset allocation and security selection

3

Monitoring

Track performance and market conditions

4

Rebalancing

Adjust portfolio to maintain target allocation

Asset Allocation Approaches

Strategic Asset Allocation

Long-term target allocation based on expected returns and risk tolerance. Set your base policy mix and stick to it.

Example: 60% equities, 30% bonds, 10% cash as your permanent baseline.

Tactical Asset Allocation

Short-term adjustments to exploit market opportunities while maintaining core strategy.

Example: Temporarily overweight equities when valuations look attractive.

Key Considerations for Your Portfolio

⏰ Time Horizon

Longer horizons allow more equity exposure as you have time to recover from downturns.

⚖️ Risk Tolerance

How much volatility can you emotionally handle? Your true tolerance is tested during downturns.

💰 Risk Capacity

How much risk can you financially afford to take based on your situation?

💵 Liquidity Needs

How much do you need access to on short notice? Keep emergency funds separate.

🎯 Investment Goals

Retirement? Children's education? Define specific goals with target amounts.

📊 Total Wealth Picture

Consider all assets including CPF, property, and other investments when planning.

💡 Investment Pro Tips

Your risk tolerance during a bull market is NOT your true risk tolerance. Assess during calm periods.

Reassess your risk profile after major life changes: marriage, children, job change, inheritance.

Don't let market emotions drive allocation changes. Stick to your plan through volatility.

Time in market beats timing the market. Start early and stay invested.

Rebalance regularly (annually or when allocations drift significantly) to maintain discipline.

Focus on what you can control: costs, diversification, and contribution rate.

🎯 Let Us Help You

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Don't navigate the investment world alone. Our Unit Trust Advisory service helps you build a diversified portfolio matched to your goals, risk profile, and timeline - all with professional ongoing management.

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Risk Profile Assessment

Personalized Fund Selection

Ongoing Portfolio Review

📋 Assessment Tool

Customer Knowledge Assessment & Risk Profile

Complete this assessment to determine your investment knowledge and risk profile.

Progress 0 of 8 questions answered
1

Customer Knowledge Assessment

The CKA serves as a tool to assess your knowledge or investment experience in Investment-Linked Policies (ILPs) and Collective Investment Schemes (CIS) so that appropriate advice and recommendation can be provided.

1) Do you hold a Diploma or higher qualification in any of the following?

• Accountancy, Actuarial Science, Business

• AFP, AFC, CFA, Capital Markets, Commerce

• Economics, Finance, Financial Engineering/Planning

• Insurance, Diploma in Life Insurance/Financial Planning, ACCA

2) Have you performed at least 6 transactions in sub-funds of ILPs and/or CIS which qualify as transactions in unlisted SIPs in the past 3 years?

Examples: New ILP/unit trust purchase, Premium top ups, Switching, Withdrawal

3) Do you have a minimum of 3 consecutive years of working experience in the past 10 years in the following?

  • Investment Products (Development/ Structuring/ Management of sales/ Trading/ Research/ Analysis)
  • The provision of investment products
  • Accountancy, actuarial science, treasury or financial risk management activities
  • The provision of legal advice or legal expertise in the areas above
2

Investment Risk Profile

The following questions determine your investment risk profile. Please answer honestly based on your true feelings and financial situation.

4) Please select your preferred risk / return objective

5) How much time have you set aside to achieve your investment/financial objectives?

6) What average annualised gross return do you expect from your investment portfolio over 10+ years?

7) What percentage drop in major market indices would you consider a severe crisis?

8) If stock markets dropped 20% in a year, how would you respond?

9) Which $100,000 investment range would you be most comfortable owning after one year?

$102K
$106K
$110K
$116K
$120K
ABCDE

Green = Gain | Red = Loss potential

Please answer all 9 questions to see your results